Posted on September 9, 2015 · Posted in BANKING

My client is changing the way they process and trade Equity Swap transactions globally and are in the process of building a new bespoke Equity Swap trade platform within prime brokerage

We are looking for 3x QA / Test resources with excellent knowledge of the MiFID / MiFID 2 / EMIR regulations around derivate trade transactions:

Duties/ Job description

  • Understand the E2E Process Flow of the EC Programme
  • Create and Deliver the Regulatory Testing Plan and work with the BA’s
  • Execute Tests and manage defects and their resolutions
  • Work with the BA’s on the Programme to establish Regulatory Reporting Priorities
  • Work as part of the Global QAT Team and the wider Programme Team
  • Understand and comprehend all data interface types.
  • Report to the Head of QAT

Essential knowledge/experience required

  • Must have experience of Derivatives’ or equity swaps (TRS required/Portfolio Swap desirable).
  • Experience of regulatory reporting projects (MiFID/EMIR/Dodd Frank, Volker)
  • Bachelor degree required, preferably in Computer science, Mathematics, Finance or Technology
  • Minimum of 5 years’ experience as a Test Environment analyst in an investment bank;
  • Exposure to relational databases and able to use SQL to aid their analysis;
  • Comfortable communicating with business and IT
  • Regulatory Reporting and/or Compliance background
  • Test Execution in a complex environment
  • Strong interpersonal skills and relationship building
  • QC/ALM11 skills in Defect Reporting
  • Ability to work under pressure


  • Knowledge of the MiFID II requirements
  • Regulatory Reporting
  • Experience with business analysis techniques
  • Experience working in Prime Brokerage

Minimum required language knowledge (speaking+writing):

  • English

Job Location:                  London, Docklands
Job Reference:               112751
Job Type:                          
Job Rate/Salary: